REGULATORY COMPLIANCE
Large Traders
Under CFTC regulation part 17, members that exceed the reportable threshold will be required to submit large trader reports to the CFTC and Exchange. The reportable threshold for DKeX is 250,000 contracts, which is subject to change.
Affiliates
DKeX will have affiliate entities trading on the Exchange. The affiliate entities are DraftKings Introducing Broker, which introduces customers to an FCM to access the Exchange, and Gus Cap LLC, which is a self-clearing member of the Exchange.
Exchange Rulebook
Comprehensive rules governing trade, market conduct, and member obligations on DKeX.